Finance · SOC 2 · FinGuard

How an accounting firm reached SOC 2 readiness

A growing accounting firm needed to prove its security to clients and an upcoming SOC 2 examination. AiVigil secured their environment and built the evidence to back it up.

Client

[ Accounting firm ]

Multi-partner accounting and bookkeeping firm serving SMB clients.

Industry

Finance / accounting

Handles sensitive client financial and tax data.

Solution

FinGuard

Managed IT + security with SOC 2 & PCI controls.

The challenge

A larger client had begun requiring vendors to demonstrate SOC 2 controls, and the firm risked losing the relationship without them. Internally, security was ad hoc: inconsistent access controls, no centralized logging, unpredictable break-fix IT bills, and no organized evidence to hand an auditor. Busy season was approaching, so any change had to happen without taking the firm offline.

What we did

We onboarded the firm onto FinGuard, our finance managed IT bundle, and mapped their environment to the controls a SOC 2 examination expects:

🔑

Identity & access control

Enforced MFA, least-privilege access and unique logins across every system holding client data.

🛡️

Layered security

Deployed EDR, email/phishing defense and 24/7 monitoring through managed cybersecurity.

📊

Evidence & logging

Centralized audit logging and security reporting, organized into the evidence a SOC 2 auditor asks for.

💾

Tested backups & DR

Ransomware-resilient backups with verified restores and a documented incident-response plan.

The results

The firm moved from ad hoc security to a documented, monitored posture — and a predictable IT budget through busy season:

SOC 2 ready

Controls mapped & evidence organized for examination. [ real milestone ]

📉

[ X% ] fewer incidents

Drop in security tickets after rollout. [ real metric ]

💵

Predictable spend

Per-seat pricing replaced surprise break-fix bills. [ real figure ]

All figures above are bracketed placeholders pending confirmed client data.

In their words

“[ real client quote to add — e.g. AiVigil turned a scramble into a process. When the client asked for our SOC 2 evidence, it was already organized. ]”

— [ Managing partner / CFO ], accounting firm  ·  [ real attribution to add ]
For finance

IT built for firms that handle other people's money

FinGuard keeps your client data secure and your SOC 2, PCI and GLBA evidence ready — so compliance becomes a process, not a fire drill.

Book a free risk assessment

Prove your security before a client asks

Book a free IT & security risk assessment for your firm and get a clear picture of your gaps, risks and quick wins.

Book your free risk assessment